Securities Act of 1933

Securities Act of 1933

Die Börsen- und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln.

Inhaltsverzeichnis

Hintergründe

Zu den wichtigsten amerikanischen Aktien- und Börsengesetzen zählen

  • der Securities Act of 1933,
  • der Securities Exchange Act of 1934,
  • der Public Utility Holding Company Act of 1935,
  • der Trust Indenture Act of 1939,
  • der Investment Company Act of 1940,
  • der Investment Advisers Act of 1940,
  • der Securities Investor Protection Act of 1970 sowie
  • der Sarbanes-Oxley Act of 2002

Securities Act of 1933

Der Securities Act of 1933 wurde 1933 vom amerikanischen Kongress als Folge auf die vorhergehende Weltwirtschaftskrise erlassen[1].

Rule 144A

Eine der für deutsche Investoren und Gesellschaften wichtigsten Regelungen in diesem Gesetz ist die vielzitierte Rule 144A[2], die es qualifizierten institutionellen Investoren (Qualified Institutional Buyers) ermöglicht, mit privatplatzierten Wertpapieren zu handeln, ohne Haltefristen einhalten zu müssen.

Es muss zwar kein geprüfter Wertpapierprospekt für diese Privatplatzierung erstellt werden allerdings ein sogenannter Offering Circular, der über die Eckdaten des Wertpapiers informiert[3].

Siehe auch

Einzelnachweise

  1. Institutionelle Maßnahmen zur Verbesserung der Qualität von Abschlußprüfung (Seite 37)
  2. Rule 144 -- Persons Deemed Not to Be Engaged in a Distribution and Therefore Not Underwriters
  3. Rule 144A securities offerings can be a good source of capital for mutual insurance companies, but getting there requires effort.(Rule 144A Offerings)
Bitte beachte den Hinweis zu Rechtsthemen!

Wikimedia Foundation.

Игры ⚽ Поможем написать курсовую

Schlagen Sie auch in anderen Wörterbüchern nach:

  • Securities Act of 1933 — A US statute which primarily regulates the offer and sale of securities by an issuer to the public in the US. It creates a mechanism for the registration of securities publicly offered and the use of a prospectus in connection with such a public… …   Law dictionary

  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Securities Act Of 1933 — A federal piece of legislation enacted as a result of the market crash of 1929. The legislation had two main goals: (1) to ensure more transparency in financial statements so investors can make informed decisions about investments, and (2) to… …   Investment dictionary

  • Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …   Law dictionary

  • Securities Act of 1933 — Federal law which provides for registration of securities which are to be sold to the public and for complete information as to the issuer and the stock offering. 15 U.S.C.A. No. 77a et seq. See also registration of securities Securities Exchange …   Black's law dictionary

  • Securities Act of 1933 — First law designed to regulate securities markets, requiring registration of securities and disclosure. Bloomberg Financial Dictionary …   Financial and business terms

  • Securities Act of 1933 — A federal statute controlling and regulating the issuance and sale of securities in the interest of the investing public. 15 USC §§ 77a et seq. 47 Am J1st Secur A § 1 …   Ballentine's law dictionary

  • Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …   Law dictionary

  • Securities Act, 1933 — (Federal Securities Act)    Intended to provide protection for investors, the Securities Act of 27 May 1933 required the sellers of securities to provide detailed information to the Federal Trade Commission and provide the potential investor with …   Historical Dictionary of the Roosevelt–Truman Era

  • Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B …   Wikipédia en Français

Share the article and excerpts

Direct link
Do a right-click on the link above
and select “Copy Link”